Search Result

621 - 640 of 1300 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

SYSC 4.9

As Published: 2015

SYSC 4.9

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings