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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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