Search Result

41 - 60 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SYSC 4.6

As Published: 2015

SYSC 4.6

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals