Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

…

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

…

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

…

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 9.4 Reliance on individual guidance

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

FEES 1.1 Application and Purpose

COBS 11.7 Personal account dealing

MCOB 10.3 Formula and assumptions for calculating the APR

MCOB 12.1 Application

COND 1.2 Purpose

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 3A.5 MCD financial promotions

PERG 8.6 Communicate

EG 2.6 Assisting overseas regulators

SYSC 4.9

SYSC 2.2 Recording the apportionment

REC 2.4 Suitability

REC 2.14 Rules and consultation

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COBS 5.1 The distance marketing disclosure rules

TC App 6.1 Accredited bodies

REC 4.2F Information gathering power on FCA’s own initiative