Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

…

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.3 Does the activity require authorisation?

CONC 8.3 Pre contract information and advice requirements

MCOB 4.8A Execution-only sales

REC 2A.4 Power and procedure for RAP penalties and censures

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 10A.16 How to apply for approval and give notifications

EG 4.9 Involvement of FCA supervisors during the investigation phase

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

SUP 3.8 Rights and duties of auditors

COLL 2.1 Authorised fund applications

REC 3.20 Disciplinary action relating to members

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 11.2 Guidance on property investment clubs

BIPRU 8.7 Consolidated capital resources requirements

MCOB 12.1 Application

COLL 6.4 Title and registers

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

MAR 8.2 Requirements for benchmark submitters [deleted]