Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

EG 3.3 Reports by skilled persons (section 166)

EG 16.2 Disapplication orders

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

PERG 12.1 Background

BIPRU 7.8 Securities underwriting

CONC 8.1 Application

PERG 15.3 Payment services

DTR 4.4 Exemptions

CONC 3.7 Financial promotions and communications: credit brokers

COCON 3.1 General factors for assessing compliance

PRIN 3.4 General

RCB 3.2 Annual confirmations of compliance and asset pool monitor

CREDS 2.1 Application and purpose

FEES 6.5 Compensation costs

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 15.4 Disqualification under section 249 or section 261K

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order