Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

…

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.12 Appointed representatives

PERG 8.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES 6.7 Payment of levies

COLL 8.3 Investor relations

CONC 2.4 Credit references: conduct of business: lenders and owners

MAR 4.3 Support of the Takeover Panel's Functions

PERG 10.5 Employers and affinity groups (such as trade unions)

CONC 8.7 Charging for debt counselling, debt advice and related services

SUP 12.1 Application and purpose

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products