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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SUP 12.9 Record keeping

COBS 11.6 Use of dealing commission [deleted]

DTR 7.2 Corporate governance statements

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

BIPRU 1.2 Definition of the trading book

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COLL 4.5 Reports and accounts

SUP 16.16 Prudent valuation reporting [deleted]

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DTR 1B.1 Application and purpose (Corporate governance)

REC 3.6 Constitution and governance

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

REC 3.19 Investigations

MCOB 2.8 Record keeping

PERG 5.12 Link between activities and the United Kingdom

CASS 11.4 Definition of client money and the discharge of fiduciary duty

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 16.22 Reporting under the Payment Accounts Regulations

MAR 1.4 Unlawful disclosure

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator