Search Result

381 - 400 of 1523 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver