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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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