Search Result

361 - 380 of 968 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications