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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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CREDS 1.1 Application and purpose

FEES 5.9 [deleted]

REC 2A.4 Power and procedure for RAP penalties and censures

RCB 2.3 Determination of registration

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 18.1 Application

PERG 13.5 Exemptions from MiFID

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]