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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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