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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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MCOB 11.6 Responsible lending and financing

EG 16.2 Disapplication orders

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SUP 3.10 Duties of auditors: notification and report on client assets

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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REC 6.5 FCA decision on recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy