Search Result

281 - 300 of 1177 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application