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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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