Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.8 Joining the Financial Ombudsman Service

EG 11.3 The FCA’s choice of powers

PERG 7.5 When is it appropriate to apply for a certificate?

CONC 4.7 Information to be provided in relation to current account agreements

DEPP 6.4 Financial penalty or public censure

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 6.4 Management expenses

COBS 20.5 With-profits governance

MCOB 2.8 Record keeping

CONC 11.2 Right of withdrawal: P2P agreements

COLL 7.5 Schemes or sub-funds that are not commercially viable

MCOB 4.6A Rolling-up of fees or charges into loan

MCOB 2A.4 Early repayment

ICOBS 2.2 Communications to clients and financial promotions

PERG 4.6 Advising on regulated mortgage contracts

CONC 7.16 Passing data to lead generators etc.

PERG 10.5 Employers and affinity groups (such as trade unions)

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration