Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 11.3 Client order handling

MAR 1.6 Manipulating transactions

PERG 4.6 Advising on regulated mortgage contracts

IPRU-INV 1.1 PURPOSE

REC 2.1 Introduction

IPRU-INV 1.2 APPLICATION

MIPRU 3.2 Professional indemnity insurance requirements

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

COLL 5.1 Introduction

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]