Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

…

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

…

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.2 Introduction

BIPRU 8.5 Basis of consolidation

MCOB 3A.4 Qualifying credit financial promotions

DTR 6.2 Filing information and use of language

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 7.4 Commodity PRR

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 19.34 Markets in Financial Instruments Regulations 2017

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

BIPRU 4.1 The IRB approach: Application, purpose and overview

COBS 9.3 Guidance on assessing suitability

COBS 20.5 With-profits governance

TC 2.1 Assessing and maintaining competence

PERG 8.4 Invitation or inducement

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)