Search Result

381 - 400 of 1385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies