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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

PERG 13.2 General

PERG 5.3 Contracts of insurance

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 16.24 Retirement income data reporting

REC 6.2 Applications

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

COND 2.7 Business model

PERG 4.14 Mortgage activities carried on by professional firms

REC 4.9 Disciplinary measures

SYSC 4.7

PERG 12.3 Rights under a personal pension scheme

SYSC 4.4 Apportionment of responsibilities

COLL 6.13 Record keeping

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration