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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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Similar To

REC 2.4A Management body

DEPP 6.7 Discount for early settlement

CREDS 8.3 Approved persons

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 3.3 Reports by skilled persons (section 166)

EG 19.23 Electronic Money Regulations 2011

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.2 Approval as a primary information provider

SYSC 4.5

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FIT 2.2 Competence and capability

REC 2.3 Financial resources

SYSC 19D.3 Remuneration principles

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

COCON 1.2 Investments

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 8.8 Other relevant powers

SYSC 6.3 Financial crime

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 19.22 Decision making under the Payment Services Regulations