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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose