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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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