Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2F Information gathering power on FCA’s own initiative

FEES 5.9 [deleted]

CASS 7.11 Treatment of client money

ICOBS 6.1 Providing product information to customers: general

BIPRU 7.8 Securities underwriting

SUP 16.22 Reporting under the Payment Accounts Regulations

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COLL 6.6B UCITS depositaries

EG 3.3 Reports by skilled persons (section 166)

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

BIPRU 14.3 Unsettled transactions

SUP 3.2 Purpose

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme