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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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PRIN 1.2 Clients and the Principles

SYSC 13.6 People

PERG 6.3 Background

APER 2.1A The Statements of Principle

CASS 7.18 Acknowledgment letters

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy