Search Result

661 - 680 of 1480 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

REC 1.1 Application

As Published: 2005

REC 1.1 Application