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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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SUP 12.1 Application and purpose

MAR 5.6 Reporting requirements

CASS 1.3 General application: where?

EG 8.3 Use of the own-initiative powers

PERG 14.8 Financial promotions

FEES 5.3 The general levy

ICOBS 2.4 Record-keeping

RCB 4.2 Enforcement powers and penalties

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

PRIN 3.1 Who?

MAR 9.2 Authorisation and verification

RCB 6.2 Policy on decision and warning notices

DISP App 3.9 Other matters concerning redress at steps 1 and 2

EG 2.5 Cases where other authorities have an interest

REC 4.4 Complaints