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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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REC 4.2C Control over a UK RIE

DTR 2.2 Disclosure of inside information

PERG 8.17A Financial promotions concerning insurance distribution activities

MIPRU 4.3 Calculation of annual income

PERG 8.31 Exclusions for advising on investments

SUP 3.3 Appointment of auditors

COLL 6.13 Record keeping

GEN 6.1 Payment of financial penalties

MIPRU 4.2E Use of external credit assessments

REC 2.7A Position management and position reporting in relation to commodity derivatives

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

MCOB 4.7A Advised sales

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration