Search Result

481 - 500 of 1293 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction