Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.1 Application

APER 4.4 Statement of Principle 4

SYSC 13.6 People

PERG 8.1 Application and purpose

COND 1.1A Application

PERG 1.2 Introduction

APER 2.1A The Statements of Principle

FEES 1.1 Application and Purpose

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

SUP 17A.2 Connectivity with FCA systems

CASS 1A.1 Application

FIT 1.3 Assessing fitness and propriety

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

PERG 16.5 How AIFMD affects other regulated activities

DTR 1.4 Suspension of trading

SYSC 10.2 Chinese walls

DEPP 6.7 Discount for early settlement

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)