Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

…

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

…

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

…

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 5.1

FEES 2.3 Relieving Provisions

IPRU-INV 12.1 APPLICATION AND PURPOSE

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 13.3 Investment Services and Activities

ICOBS 2.2 Communications to clients and financial promotions

PERG 5.13 Appointed representatives

CONC 3.2 Financial promotion general guidance

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

GEN 4.1 Application

COBS 20.1A The with-profits fund

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS