Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 16.6 Exclusions

CASS 5.1 Application

DEPP 6.6 Financial penalties for late and incomplete submission of reports

MIPRU 4.2E Use of external credit assessments

CONC 8.2 Conduct standards: debt advice

SUP 10A.6 FCA governing functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP App 3.6 Freedom to provide services

PERG 2.5 Investments and activities: general

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation