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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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