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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

EG 10.4 Other relevant powers

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 5.6 Confidential information and privilege

COLL 2.1 Authorised fund applications

REC 3.13 Delegation of relevant functions

REC 2.15 Discipline

EG 8.3 Use of the own-initiative powers

CONC 3.7A Financial promotions and communications: P2P agreements

CREDS 2.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

APER 2.1A The Statements of Principle

ICOBS 3.2 E-Commerce

CONC 7.19 Notice of default sums under P2P agreements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy