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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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REC 4.2F Information gathering power on FCA’s own initiative

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP 21.1 Form of waiver for energy market participants

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SUP 16.11 Product Sales, Performance and Back-book Data Reporting

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 4.2 Introduction

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy