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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

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COBS 10.5 Assessing appropriateness: guidance

CASS 11.6 Statutory trust

TC 1.2 Actions for damages

COCON 2.2 Senior manager conduct rules

PERG 3A.7 Transitional arrangements

EG App 3.2 BIS

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PERG 8.23 Regulated activities

CREDS 3A.3 Borrowing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy