Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

CONC 2.2 General principles for credit-related regulated activities

MAR 1.6 Manipulating transactions

CONC 8.3 Pre contract information and advice requirements

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

CASS 9.3 Prime brokerage agreement disclosure annex

COBS 4.1 Application

BIPRU 2.3 Interest rate risk in the non-trading book

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

CONC 7.6 Exercise of continuous payment authority

DISP App 1.6 Valuing Relevant Benefits

RCB 4.2 Enforcement powers and penalties

EG 5.1 Settlement and the FCA – an overview

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

MCOB 5.6 Content of illustrations