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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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DISP 3.8 Dealing with information

REC 3.23 Default

COBS 12.4 Investment recommendations

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

FEES 6.2 Exemption

BIPRU 8.1 Application

MCOB 4.7A Advised sales

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

EG 3.10 Liaison where other authorities have an interest

DISP App 1.1 Introduction

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 3.2A Information requests (section 122A)