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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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ICOBS 5.3 Advised sales

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.4 Activities relating to home purchase plans

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

PERG 10.4A The application of requirements which implemented EU directives

PERG 10.2 General issues

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 16.13 Reporting under the Payment Services Regulations

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

RCB 4.2 Enforcement powers and penalties

INSPRU 1.5 Internal-contagion risk

RCB 6.2 Policy on decision and warning notices

APER 1.1A Application

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COBS 4.11 Record keeping: financial promotion