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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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