Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.10 Types of financial promotion

SUP 16.15 Reporting under the Electronic Money Regulations

EG 13.1 Introduction

INSPRU 8.4 Capacity Transfer Market

ICOBS 8.1 Insurers: general

DTR 1.2 Modifying rules and consulting the FCA

SYSC 13.4 Requirements to notify the appropriate regulator

DISP App 1.2 The standard approach to redress

SUP 8.5 Notification of altered circumstances relating to waivers

EG 2.6 Assisting overseas regulators

COLL 14.2 Registration with the Charity Commission

EG 15.3 Disqualification under section 345

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SYSC 22.6 Giving and updating references: additional rules and guidance

COBS 19.4 Open market options

EG 3.3 Reports by skilled persons (section 166)

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products