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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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MAR 8.2 Requirements for benchmark submitters [deleted]

BIPRU 13.7 Contractual netting

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COLL 4.7 Key investor information and marketing communications

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

EG 5.1 Settlement and the FCA – an overview

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 22.8 Policies and appointed representatives

REC 4.4 Complaints