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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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Similar To

SUP 5.3 Policy on the use of skilled persons

MAR 10.3 Position management controls

GEN 4.4 Business for retail clients from non-UK offices

SYSC 4.9

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 16.16 Prudent valuation reporting [deleted]

FIT 1.2 Introduction

REC 2.4 Suitability

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SUP 15.6 Inaccurate, false or misleading information

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BIPRU 7.10 Use of a Value at Risk Model

SUP 11.1 Application

CONC 3.10 Financial promotions not in writing

COBS 11.2 Best execution for AIFMs and residual CIS operators

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products