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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities