Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.32 Arranging deals in investments

DISP 2.1 Purpose, interpretation and application

PERG 8.5 In the course of business

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 4.11 Approach to interviews and interview procedures

CREDS 8.3 Approved persons

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 6.7 Examples

PERG 7.6 Applications for a certificate

INSPRU 7.1 Application

REC 6.6 Supervision

EG 15.4 Disqualification under section 249 or section 261K

CASS 1A.3 Responsibility for CASS operational oversight

MIPRU 4.1 Application and purpose

BIPRU 9.5 Synthetic securitisation

MAR 6.4 Systematic internaliser reporting requirement

MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 16.7A Annual report and accounts

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974