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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

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