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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction