Search Result

641 - 660 of 1457 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers