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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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Similar To

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

EG 4.11 Approach to interviews and interview procedures

BIPRU 13.7 Contractual netting

REC 2A.4 Power and procedure for RAP penalties and censures

EG 9.2 The FCA’s general policy in this area

DTR 8.4 Continuing obligations

APER 4.2 Statement of Principle 2

PERG 13.5 Exemptions from MiFID

BIPRU 7.10 Use of a Value at Risk Model

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 10.1 Introduction

PERG 10.4A The application of requirements which implemented EU directives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.18 Financial promotions concerning the Lloyd’s market

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]